Head of Business Control & Governance, Private Wealth Job at Confidential, New York, NY

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  • Confidential
  • New York, NY

Job Description

Head of Business Control & Governance, Private Wealth

About the Company

Globally-recognized investment management firm

Industry
Financial Services

Type
Public Company

Founded
1939

Employees
1001-5000

Categories

  • Financial Services
  • Investment Management
  • Asset Management
  • Consulting & Professional Services
  • Brokerage
  • Economics
  • Finance
  • Investing
  • Investment Banking
  • Banking

Specialties

  • investment management and asset management

Business Classifications

  • B2B

About the Role

The Company is in search of a Head of Business Control and Governance for its Private Wealth division. The successful candidate will be tasked with leading the development and maintenance of a robust control environment that aligns with regulatory requirements and business objectives. This strategic role involves overseeing operational processes, governance structures, and risk management practices to ensure client service excellence. The Head will also be responsible for designing and enhancing the in-business control environment, building a comprehensive process and procedure inventory, and managing business-wide governance routines. Collaboration with various functions, including Compliance, Risk, Legal, and Operations, is essential to uphold the highest standards of supervision and governance. Applicants must have a Bachelor's degree and at least 15 years' of experience in financial services, with a focus on business controls, risk management, audit, or compliance within a wealth management or private banking environment. A proven track record in leading control-related teams, strong project management skills, and the ability to design and implement governance routines are required. The role demands an individual with exceptional partnership and influencing skills, a deep understanding of RIA and Broker Dealer supervisory frameworks, and a client-obsessed, detail-oriented approach. The Head will also be expected to proactively monitor industry and regulatory developments, prepare reports for senior management, and ensure the timely resolution of control issues. A Series 24 license is preferred.

Hiring Manager Title
Head of Private Wealth Client Administration & Infrastructure

Travel Percent
Less than 10%

Functions

  • Finance
Confidential

Job Tags

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