Global Chief Compliance Officer Job at Alpine Solutions Group, Durham, NC

eW10NkhsenloWEZMeEVJaXBDUzhDTjBDQnc9PQ==
  • Alpine Solutions Group
  • Durham, NC

Job Description

MUST:

  • Minimum of 10 years of experience in a senior compliance role within life insurance or annuities (annuities preferred)
  • Ability and experience meeting with regulators, looking at new regulations coming down the pipeline and how they impact the company
  • Exposure to global/offshore regulators
  • Experience helping to establish a compliance program or revamp a compliance program/create a culture around compliance at a company
  • Experience training on compliance and running compliance town halls
  • Juris Doctor (JD) preferred or second option would be just a bachelors or masters
  • People Management
  • Demonstrated knowledge of regulatory requirements in the United States, particularly those related to insurance and reinsurance.
  • Experience with SEC & FINRA requirements for registered products.
  • Experience developing and implementing compliance programs across multiple jurisdictions/regulatory frameworks.

PLUS:

  • Broker dealer, registered annuities, securities- super helpful
  • Certified Anti-Money Laundering Specialist (CAMS) certification preferred.
  • Experience with regulatory examinations and inquiries preferred.
  • Knowledge of data privacy regulations, such as GDPR and CCP preferred.
  • Experience working with international regulatory bodies preferred.

DAY TO DAY:

Our client, an annuities firm is seeking a highly experienced and motivated Global Chief Compliance Officer to lead our global compliance program. In this role, you will be responsible for developing, implementing, and maintaining a robust compliance framework across our operations in the United States, Bermuda, and the Cayman Islands. This role requires a deep understanding of the insurance and reinsurance industries, particularly as they relate to annuities, and the diverse regulatory landscapes. You will play a critical role in ensuring the company adheres to all applicable laws, regulations, and ethical standards across all operational jurisdictions. The Global Chief Compliance Officer will provide strategic direction and oversight to the global compliance team, fostering a culture of compliance and integrity throughout the organization. This role reports to the Chief Legal Officer and is required to be onsite 3 days a week at our Durham, NC headquarters. This person will have a Chief Compliance Officer report to them + that leaders team as well.

Job Tags

Offshore, 3 days per week,

Similar Jobs

The Mice Groups, Inc.

Salesforce Consultant Job at The Mice Groups, Inc.

Senior Salesforce Developer / Project Coordinator (Contract)&##128205; Location: Newark, CA (Remote flexibility with PST hours) &##128181; Pay Rate: Up to $78/hr &##128197; Duration: 6 months (with potential for extension or conversion) About the Role: ...

EnerMech

Oil & Gas Project Manager Job at EnerMech

A permanent opportunity has arisen for a Project Manager to join our Pipelines & Subsea business line at EnerMech in Houston. This role has primary responsibility for the cross-functional delivery of international projects ensuring efficient execution, on-time delivery...

LifePoint Health

Monitor Tech/ CNA - Nights Job at LifePoint Health

 ...401(K) retirement plan contributionsGenerous Paid Time OffAccident & Critical Illness InsurancePrescription Assistance with OptumRxIncome protection programs for the entire family such as life insurance, Short/Long-term Disability, and Identity Theft.Employee... 

FYI - For Your Information, Inc.

Solutions Architect Job at FYI - For Your Information, Inc.

 ...Information Technology services for federal clients. The Role: Solutions Architect We are seeking an experienced Solutions Architect to drive...  ...: Expertise in at least one major cloud platform: AWS, Azure, GCP, or Oracle. Strong knowledge of IT service management... 

St. Louis Park Public Schools

Tutors for High School Math and Science Job at St. Louis Park Public Schools

 ...Title: Teacher-Secondary DBM Classification: C43/Grade14 Department: Mathematics Salary Range: $47,066 - $103,660 (salary listed at 1.0 FTE) Employee Group: P.A.T- Teachers Prepared Date: April 2025 Reports to: High School Principal...